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Visible Ops Security, Phase 4

'Continual Improvement'

Security Strategies Alert By M. E. Kabay, Network World
December 04, 2008 12:03 AM ET
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The long view of security strategies for your network.

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In the last three columns, I have been highlighting the excellent booklet called "Visible Ops Security: Achieving Common Security and IT Operations Objectives in 4 Practical Steps," by Gene Kim, Paul Love and George Spafford.

Today I'm reviewing their chapter entitled, "Phase 4: Continual Improvement." But first, a little historical digression.

William Edwards Deming was born in 1900 in Sioux City, Iowa; he graduated from University of Wyoming in 1921 as an engineer. By the 1930s, he had become fascinated by the applications of statistical analysis to practical problems and he increasingly focused on improving production processes by identifying and applying metrics. He was invited to Japan in the early 1950s to help rebuild Japanese industry; his philosophy of management, which became known as Total Quality Management (TQM) and which was enunciated in his text "Out of the Crisis," included the following Fourteen Points

1. Create constancy of purpose for improvement of product and service (Organizations must allocate resources for long-term planning, research, and education, and for the constant improvement of the design of their products and services)
2. Adopt the new philosophy (government regulations representing obstacles must be removed, transformation of companies is needed)
3. Cease dependence on mass inspections (quality must be designed and built into the processes, preventing defects rather than attempting to detect and fix them after they have occurred)
4. End the practice of awarding business on the basis of price tags alone (organizations should establish long-term relationships with [single] suppliers)
5. Improve constantly and forever the system of production and service (management and employees must search continuously for ways to improve quality and productivity)
6. Institute training (training at all levels is a necessity, not optional)
7. Adopt and institute leadership (managers should lead, not supervise)
8. Drive out fear (make employees feel secure enough to express ideas and ask questions)
9. Break down barriers between staff areas (working in teams will solve many problems and will improve quality and productivity)
10. Eliminate slogans, exhortations, and targets for the work force (problems with quality and productivity are caused by the system, not by individuals. Posters and slogans generate frustration and resentment)
11. Eliminate numerical quotas for the work force and numerical goals for people in management (in order to meet quotas, people will produce defective products and reports)
12. Remove barriers that rob people of pride of workmanship (individual performance reviews are a great barrier to pride of achievement)
13. Encourage education and self-improvement for everyone (continuous learning for everyone)
14. Take action to accomplish the transformation (commitment on the part of both [top] management and employees is required).

In Visible Ops Security, Kim, Love and Spafford exemplify the principles of TQM as applied to integrating security into all business processes. In Phase 4, they start by recommending the formation of an Information Security Oversight Committee (ISOC) which focuses on “whether information security is meeting the needs of the business.” In my own lectures to students at the undergraduate and graduate level, I never fail to emphasize how important it is that security must serve the strategic goals of the organization: we don’t run the show!

M. E. Kabay, PhD, CISSP-ISSMP, specializes in security and operations management consulting services and teaching. He is Chief Technical Officer of Adaptive Cyber Security Instruments, Inc. and Associate Professor of Information Assurance in the School of Business and Management at Norwich University. Visit his Web site for white papers and course materials.

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